索羅斯基金管理(香港)有限公司因無抵押賣空而遭證監會譴責及罰款150萬元
After Great Wall Motor (2333) went ex a 2:1 bonus issue, SFM accidentally sold its bonus shares before they were issued. This is another reminder that bonus issues in effect temporarily delist part of the company, in this case, 2/3, because only the pre-bonus shares are tradeable between the ex-date and the delivery date. In September, the SFC fined Huatai Financial Holdings Ltd HK$800k for doing the same thing on the same bonus issue. 在長城汽車(2333)1送2紅股後,索羅斯基金突然在發行之前出售其紅股。這是一個很好的提醒紅股是公司暫時未交易的部份,在這個例子上,3分2的股份是並無交易,因為除權前股票只是在除權日至派發日交易。在9月,證監會已經因為同樣事件懲罰華泰證券80萬。
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RealForum 相關主題: [基金股]長城汽車 (2333) 專區

會員: greatsoup 於2018-12-14 02:16:50 發表
原文網址: https://www.sfc.hk/edistributionWeb/gateway/TC/news-and-announcements/news/doc?refNo=18PR134 上一篇 下一篇