Ardon Maroon Fund Management (Hong Kong) Limited因干犯交叉盤交易相關缺失而遭證監會譴責及罰款800,000元
Webb曰: The SFC says that but for the firm's financial position, the fine would have been heavier. So they weren't too hard on Ardon. The firm is now named China Silver Asset Management (HK) Ltd. 證監會說出但考慮到Ardon Maroon的財務狀況,罰會更加重,所以對於Ardon來說,這並未太重。rdon Maroon更名為China Silver Asset Management (Hong Kong) Limited。

會員: greatsoup 於2019-01-20 01:19:52 發表
原文網址: https://www.sfc.hk/edistributionWeb/gateway/TC/news-and-announcements/news/enforcement-news/doc?refNo=18PR146 上一篇 下一篇

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