渣打證券因保薦人缺失被證監會譴責及罰款5,970萬元
For the 2009 IPO of China Forestry (now delisted), which it jointly sponsored with UBS. Together they win our "can't see the wood OR the trees" award for epic due diligence. Notably no human at SCS is named as responsible. 關於2009年中國森林(已除牌),由UBS共同保薦。他們因該史詩式盡職審查一起贏得「見木(或)不見林」獎。並無提及個人在渣打被認為需負責。
TAGS: 0930 1619
會員: greatsoup 於2019-03-17 15:07:44 發表
原文網址: https://www.sfc.hk/edistributionWeb/gateway/TC/news-and-announcements/news/doc?refNo=19PR20 上一篇 下一篇

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